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Shortwave Propagation Tutorial
By 7J2YAF
   
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What is Single Side-band?
Before you can understand what SSB is, you must understand how audio is transmitted via radio waves. The method by which audio is impressed on a radio signal is called modulation. The two types of modulation that most people are familiar with are AM (amplitude modulation) and FM (frequency modulation), for which the AM and FM broadcast bands were named.
The Carrier
In an AM-modulated radio signal, a base signal, called the carrier, is continuously broadcast. The two modulating signals are called the sidebands. Any audio that you hear on an AM broadcast station is from the two sidebands. When the radio station is not transmitting any sound, you can still hear that a signal is present; that is the carrier. These two modulating (audio) sidebands are located on either side of the carrier signal--one just above the other just below. As a result, the sideband located just above the carrier frequency is called the upper sideband and that which is located just below the carrier frequency is called the lower sideband.
The Sidebands
The pieces that fit together to form an AM broadcast signal are quite important. Although AM signals were transmitted almost exclusively for decades, it was discovered that the AM signal could be dissected. The first amateur radio operators to experiment with these processes often used both sidebands without the carrier. This is known as double sideband (DSB). DSB was typically used in the earlier operations because it was much easier to strip out just the carrier than to strip out the carrier and one of the sidebands.

Several years later (and still true today), it was much more common in the amateur bands to transmit merely using one of the sidebands, which is known as single sideband (SSB). Single sideband transmissions can consist of either the lower sideband (LSB) or the upper sideband (USB). If you listen to an SSB signal on an AM modulation receiver, the voices are altered and sound a lot like cartoon ducks. As a result, you must have a special SSB receiver to listen to these transmissions. Although this was often difficult for the amateur radio operators of the 1950s to obtain, it is no longer a problem with today's modern SSB transceivers, such as the SG-2000 and SG-2020.
Broadcasters Need Fidelity
You might wonder why SSB modulation is used for some applications and AM is used for broadcasting. Broadcasters must have excellent audio fidelity when transmitting music; otherwise, the typical radio listener will tune to another station. In order to achieve excellent fidelity when transmitting music, both sidebands and the carrier are necessary. To produce this AM signal, the transmitter is, in effect, working as three transmitters: one to produce a strong carrier for each of the sidebands, an upper sideband, and a lower sideband. The result is that approximately half of the transmitter power is "wasted" on a blank carrier and the rest of the power is divided between the two sidebands. As a result, the actual audio output from a 600-watt AM transmitter (300 watts of carrier + 150 watts on each sideband) would be the same as the SG-2000 150-watt SSB transmitter.
SSB's High Efficiency
Let's run some numbers: Suppose you have a typical 5-kW broadcast transmitter. You will only be able to impress 2.5 kW of audio power on that signal. This means that each of the two sidebands will have only 1.25 kW of power. But in highly effective communications using single sideband, a single sideband signal removes the carrier and one sideband and concentrates all of its energy in one sideband. Thus, a 1-kW SSB signal will "talk" as far as a 4-kW conventional AM or FM transmitter. It is one reason why long distances can be covered effectively with SSB. Single sideband's benefit is not only evident on transmission. The reverse happens on receive. When you work out the math, the efficiency with an SSB signal is 16 times greater than with a conventional AM signal.
HF Signal Characteristics
HF (high frequency) is synonymous with the more familiar term, shortwave. The only difference is that HF is the term typically used for two-way and point-to-point communications. Shortwave is typically used when referring to broadcast stations in the same range. In amateur radio, both terms are frequently used. The HF band extends from 1700 to 30,000 kHz (1.7 to 30 MHz). To give some perspective to these numbers:

The AM broadcast band runs from 540 to 1630 kHz.
The Citizen's Band (CB) runs from 26,960 to 27,230 kHz (within the HF band).
Television channel 2 is on 54,000 kHz. (in the VHF band).

Each of these sample frequencies has different characteristics, and it is vitally important to learn this information so that you can effectively use the HF spectrum. When talking about HF, most people list the frequencies in either kHz (kilohertz) or MHz (megahertz). This is a matter of convenience only. The base rate for frequency is the hertz (Hz), named after Heinrich Hertz, an important "father of radio." One kHz equals 1000 Hz and one MHz equals 1,000 kHz (1 million Hz).
Radio Waves
The Hz divisions of the radio spectrum relate directly to the frequency. Signals such as light, radio, and sound are all waves. These waves travel through the air in a manner that is somewhat similar to waves in a pond. Each radio wave has a peak and a valley. The length of each radio wave is (not surprisingly) known as the wavelength. Radio waves travel at the speed of light, so the longer each wave is, the fewer waves can arrive in one second. The number of waves that arrive per second determines the frequency.

Although the wavelength and the frequency are different ways of saying the same thing, wavelengths for radio are rarely given. In the 1920s through the 1940s, the wavelength was more frequently used than the frequency. This was probably the case because the wavelength seemed like a more tangible measurement at the time. The wavelength of the radio signal is also important because it determines the length of the antenna that you will need for receiving and especially for transmitting.

Because of the signal characteristics on the AM and FM broadcast bands, combined with the less effective internal antennas, radio signals are often thought of as being used for primarily local reception (100 miles or so). However, with two-way communications in the HF band, you are not listening for entertainment to the strongest station that you can find. You are attempting to communicate with a particular station under what could be life-threatening circumstances.

In the 1910s and 1920s, most radio enthusiasts thought that the wavelengths below 180 meters were useless, that the frequencies above the top of today's AM broadcast band were unusable. Little did they know that the opposite was true for communications over medium to long distances. These pioneers were mislead because they didn't yet understand the methods by which radio waves travel.

Wave Propagation
When you listen to a local AM broadcast station, you are receiving the ground wave signal. The ground wave travels along the ground for often a hundred miles or so from the transmitter location. The low frequencies, such as those in the AM broadcast band and lower, produce large ground-wave patterns that produce solid, virtually fade-free reception.

Sky Waves
You could also receive sky waves. Sky waves travel toward the sky, rather than hang out on the ground. You would not be able to hear the sky-wave signals, except for the ionosphere. The ionosphere is many miles above the earth, where the air is "thin"--containing few molecules. Here, the ionosphere is bombarded by x-rays, ultraviolet rays, and other forms of high-frequency radiation. The energy from the sun ionizes this layer by stripping electrons from the atoms.

When a sky-wave signal reaches the ionosphere, it will either pass through it or the layer will refract the signal, bending it back to earth. The signal can be heard in that area where the signal reaches the earth, but depending on a number of variables, there might be an area where no signal from that particular transmitter is audible between the ground wave and where the sky wave landed. This area is the skip zone. After the sky-wave signal bounces on the earth, it will return toward the sky again.

Skipping Around the World
Again, the signal will be refracted by the ionosphere and return to the earth. If the HF signals all bent and bounced off the ionosphere with no loss in signal strength, HF stations around the world would be heard across the earth with perfect signals (something like if a "super ball" was sent bouncing in a frictionless room). Whenever radio signals are refracted by the ionosphere or bounce from the earth, some of the energy is changed into heat, causing absorption of the signal. As a result, the signal at the first skip is stronger than the signal at the second skip, and so on. After several skips, typical HF signals will dissipate.

The skip and ground waves can be remarkably close together. It is not unusual for one station to receive a booming signal while a nearby station cannot hear a trace of the sending station even though using a better receiver with a better antenna. The first station was receiving either the ground wave or the first skip and the other station was located somewhere between these two

Angles of Radiation
If the HF users only had skip to contend with, the theories and uses of the HF spectrum would be simple. But several other factors also come into play. The critical angle of radiation is the steepest angle at which a radio signal can be refracted by the ionosphere. The critical angle depends on such factors as the frequency that is being used, the time of year, the time of day. Sometimes a signal that shoots straight up from the antenna will be refracted by the ionosphere. In this case, the critical angle would be 0 degrees. In another case, the signal might slice through the ionosphere and continue into space. From this signal, you would not be able to determine the critical angle; you would only know that the sky-wave signal was above the critical angle.

Natural Cycles Affect Propagation
Aside from the critical angle, the frequency used can also affect whether the signal will be passed through or refracted by the ionosphere. When a signal penetrates through the ionosphere without being refracted, the signal is said to operate above the Maximum Usable Frequency (MUF). The MUF is not a set frequency; it varies greatly, depending on the time of day and the part of the world that you are attempting to contact. Nearly the opposite of the MUF is the lowest usable frequency (LUF). However, the LUF has nothing to do with whether or not the signal will be refracted by the ionosphere; instead, it is the lowest frequency that you can use to reach a particular region (using a base standard amount of power).

In the daylight hours, the MUF is highest; in night hours, it is lower. There is also some seasonality, too. In the winter, with longer hours of darkness, the MUF is generally lower than the summer when the MUF is higher. Likewise, during the hours of darkness, when the ionosphere is less ionized, the LUF is lower, and during the daylight hours, it is much higher. The MUF and the LUF provide the boundaries between which you should operate the transceiver in order to make your contacts.

Cycles that Affect Propagation
Propagation is affected by cyclical environmental conditions. The shortest of these conditions is the day/night cycle. In general, the transmitting and receiving conditions are by far the best in the nighttime hours. During the daytime, the MUF and LUF both rise -- in order to talk across great distances, less reliable (because of the very long skip) higher frequencies must be used. The season of the year also affects propagation The winter/summer cycles are somewhat like the day/night cycles, except having a lesser influence. In general, the MUF and LUF will both be higher in the summer and lower in the winter. Also, the noise from thunder storms and other natural phenomena is much higher during the summer. In fact, except for local transmissions, communications in the 1700- to 3000 kHz range during the summertime are of limited regular use.

The longest environmental cycle that affects propagation is the sunspot cycle. Before the age of radio, it was noticed that the number of solar storms (sun spots) varies from year to year. Also, the number of sunspots per year was not entirely random. The number of solar storms during a good propagational month exceeds 150 and the number during a weak month is often fewer than 30. The sunspot cycle reaches its peak approximately every 11 years, cycles that have a great impact on radio propagation.

Between these peaks are several years with very low sunspot activity. During years with high sunspot activity, the MUF dramatically increases and long-distance communications across much of the HF band is possible. During the peak of the last sunspot cycle, in 1989, the MUF was often above 3